Columbia International Affairs Online: Working Papers

CIAO DATE: 05/2010

Prime Brokers and Derivatives Dealers

April 2010

Council on Foreign Relations

Abstract

Runs by prime-brokerage clients and derivatives counterparties were a central cause of the global financial crisis. These runs precipitated the failures of Bear Stearns and Lehman Brothers by substantially reducing the broker's liquidity. This Working Paper, the ninth in the Squam Lake series distributed by the Greenberg Center for Geoeconomic Studies, argues for higher regulatory liquidity requirements for dealer banks that use assets of clients and counterparties as a source of liquidity.