Strategic Analysis

Strategic Analysis:
A Monthly Journal of the IDSA

June 2001 (Vol. XXV No. 3)

 

Russia and Central Asia : Problems and Prospects
By Meena Singh Roy *

 

Abstract

The new Central Asian republics are of considerable significance to Moscow and the Russian policy assigns paramount importance to this region. Instability in Central Asia is rife and can easily conflagrate on the Russian border. In addition, Russia is also concerned about the negative ramifications of developments in Afghanistan and importance Taliban's assistance to the Chechen rebels. For Russia the economic importance of this region emanates from its rich natural resources and trade relations with this region. It is in this context that this article deals with the role of Moscow in Central Asia. Given the historical legacy of Russia's control over the region, its overwhelming superiority in military strength and geographical proximity, together, create an enduring condition where the Russian role in Central Asia cannot be undermined for years to come.

The unexpected demise of the Soviet Union was indisputably one of the most astonishing geo-political events of the century, comparable only to the collapse of the Ottoman and Habsburg Empires during World War I. The collapse of the Soviet Union and the emergence of Central Asia changed the map of Asia, literally as well as figuratively. The impact of the new strategic reality is just beginning to be felt in the surrounding regions. The full effect of these events on the politics of Asia is still to be determined. There is no doubt that the developments (positive or negative) in Central Asia will be greatly conditioned by:

  1. events within the Russian Federation and the political choices of its new leaders;
  2. the strategic doctrine and consequent political and military decisions of the new Bush Administration in the US; 1
  3. the role of China, Iran, Turkey, Pakistan and India;
  4. developments in Afghanistan;
  5. the policies of the European countries in Central Asia;
  6. and the role of countries like Japan and Korea which will have a significant impact on the developments in Central Asia.

The geo-strategic location and presence of rich natural resources 2 are attracting countries like Iran, Turkey, Saudi Arabia, Pakistan, India, Japan, Korea and others to this region. The West, the US in particular, has substantially increased its influence over these states. This clearly endangers Russia's position in this strategically important region. Given the geographical proximity, historical links and presence of a multi-million Russian diaspora in this region, Russia considers Central Asia vital to its interests. Andranik Migraman, a prominent political commentator and advisor to Yeltsin, has argued that the ex-Soviet Republics are a "sphere of ... [Russian] vital interest" and that they should not be allowed to form alliances "either with each other or with third countries that have an anti-Russian orientation". 3 Therefore, in the coming years, the role of Russia in this region should not be under-estimated. The region's leaders and academic experts on foreign affairs also share the view that for the foreseeable future, no other state has the combination of interests, power, and access to be able to counter Russia in Central Asia. 4 Despite having lost its superpower status, Russia remains, a major player in world politics. Thus, it cannot afford to stand aside, passively watching the changes in the military and strategic balance of power. It is interested in collectively working out a new concept of the world order in the 21st century.

After Vladimir Putin's election as the president of Russia, there is certainly a greater sense of realism in Moscow about the future and the country's place in the world. Russia cannot be indifferent to the fact that the former Soviet Republics of Central Asia have become areas of competition. Russia's rule over this region lasted for more than 100 years, and it has always considered it an extension of its own territory. During the Tsar's time, Central Asia was important not only economically, but also politically. From the military view-point, the region was used as a buffer zone. Today, after having lost direct control over these states, Russia still regards this region as crucial to its security. The Central Asian Republics (CARs) constitute the soft underbelly of the Russian Federation. However, it is significant to note that before examining the Russian role in Central Asia, one needs to underline the prevailing conditions in this region. Any development (positive or negative) would have implications for Russia.

Prevailing Conditions in Central Asia

Throughout the Cold War, the land-locked Central Asian states remained isolated subjects of the Soviet Empire. Their emergence as independent states ended a long period of Russian domination and initiated a traumatic transition period characterised by serious problems in the new states. The Central Asian states are struggling with the legacy of the Soviet era. These states (Kazakhstan, Uzbekistan Kyrgyzstan, Turkmenistan and Tajikistan) gained independence far earlier than anyone could have expected, and probably faster than most would have wanted, forcing them-without political, economic or psychological preparation-to face a brand new world. Thus, the states of Central Asia are now trying to understand the most fundamental elements of statehood. What are their state borders and what do those borders imply? What is the cultural character of the new state? Who are its inhabitants, and who should be its citizens? How permanent is the ethnic mixture of the state? Who are the likely allies and rivals? Will the state's future be best fulfilled in independent national policies, or in some kind of federation, confederation or union? How will the states survive economically? What are the intentions and attitudes of the states surrounding them? What are the most immediate external and internal threats to their national existence? These extremely complex questions need at least tentative answers if the new geo-political realities of the region are to be accommodated. The problems in Central Asia are legion. 5 During the past six to 10 years, the countries of Central Asia have changed drastically, advancing in some areas and regressing in others. This process is further complicated by the polarisation of the region's various ethnic groups. Although the CARs have a common history, each state has its own model for its future development. 6 The 55 million people who live in this region are now confronted with several problems, 7 which could threaten regional security. Indeed, with or without the development of oil and gas exports, the region will remain fragile for the forseeable future. The problems faced by the region that rquire immediate settlement are mainly:

The economic, political, and public life of the CARs is heavily dependent on Moscow. The current chaos of ethnicity and identity is a legacy of the Soviet era. With the disintegration of the Soviet Union, the Central Asian states for the first time faced the necessity of real cooperation with each other, beyond Moscow's tutelage. Their ties with each other, however, remain fragmented. The geographic interdependence of the Central Asian states necessitates cooperation to resolve water and land disputes, internal migration, and many other concerns. According to official sources, relations among the Central Asian states arc flourishing. However, such collaborative efforts are in the purview of top officials, while the rest of the government establishments, as well as economic and cultural entities, are not involved. As a result, regional cooperation attempts typically have an official façade, concealing the isolationist ideologies at the top levels of state decision-making and the resultantly growing disintegration. As has been very rightly summed up by Tabyshaliena, 17 the Central Asian states are trying to be increasingly independent of each other at a time when numerous common problems are reinforcing the need for integration and cooperation in the region. In the current situation, the dynamics of the Central Asian states imply common consent, negotiation and accord.

The search for national identities and the unstable social environment in Central Asia may lead to conflict situations. If these potential sources of tension are not identified well in advance, they may easily turn into destructive and brutal conflicts, significantly reducing the potential for political, social and economic reforms. Promotion of democracy and peaceful conflict resolution within the region is of utmost urgency; the damage from a conflict will be far costlier than its prevention. Today, despite their differences, the promising signs of regional cooperation have started becoming visible. The prospects of a stable future in post-Soviet Central Asia lie in peaceful cooperation and regional initiatives aimed at easing tensions and resolving the numerous common problems. Therefore, the international community should promote steps towards regional cooperation, preventing any attempt at political hegemony by different players in Central Asia. In this context, Russia can play an important balancing role.

Russia's Security Threats

Any attempt to understand Russia's evolving role in Central Asia would be futile without identifying the major security threats that Russia is facing today. The traditional political-military dimension of security has largely lost its dominant role in contemporary Russian perceptions of security. The National Security Concept, drafted by the Security Council of the Russian Federation and approved by a presidential decree on December 17, 1997, indicates, for instance, that "the analysis of threat to the national security of the Russian Federation reveals that most of those threats are currently and in the foreseeable future of a non-military nature, emanating predominantly from inside the country and concentrated in the political, economic, social, environmental, informational, and spiritual fields." While the concept recognises the absence of any threat of large scale aggression against Russia in the foreseeable future, it lists a number of risks and threats related to traditional dimensions of security, including the following:

  1. Attempts by other states to diminish the role of Russia as a powerful centre within an emerging multipolar world, manifested by support to activities aimed at violating Russia's territorial integrity using inter-ethnic, religious and other domestic disputes, or territorial claims against Russia.
  2. Existing and potential local wars or armed conflicts in the proximity to the Russian borders (such conflicts are considered "the most likely threat to Russia").
  3. Proliferation of nuclear and other WMD and related technologies and means of delivery, especially in countries close to Russia (considered as a "serious" threat).
  4. Maintenance or deployment by the great powers, or by their coalitions, of armed forces in regions close to Russia's borders, even if these powers do not have aggressive intentions towards Russia (considered a "potential" military threat).
  5. Future development of military technologies and new generations of weapons. 18

In addition to the above mentioned threats, there are some non-traditional threats, which are playing a growing role in planning for Russia's security. These include the threats posed by drug trafficking, terrorism, organised crime, degradation of the environment, challenges of mass migration, and Islamic extremism. An analysis of Russia's threat perceptions and Central Asia's position in these, reveals that the CARs are centrestage in these perceptions. These new states, because of their inherent weaknesses, are faced with problems like ethnic and religious disputes, drug trafficking, arms smuggling and Islamic extremism. These problems also pose a threat to Russia. Moreover, the fight among the various countries for greater control over the enormous energy resources of Central Asia further endangers Russia's role in this region. Therefore, under no circumstances, will Russia allow its position to diminish in this region. To safeguard its interests in the CARs, Moscow is making every possible effort to maintain a central role in the post-Soviet era.

Russia's Role in Central Asia

It has already been stated that Russia, due to its past links and geographical proximity, considers Central Asia vital to its interests. Initially, the Russian politicians had seemed to be almost ignoring Central Asia. Preoccupation with its own political and economic turmoil did not permit Russia to pay much attention to the other former Soviet Republics. The foreign policy strategists of Russia were then too busy with reconfiguring a relationship with the West. It was believed that the West would open up its coffers to help Russia ward off its economic crisis and bring about a smooth transformation from a centrally controlled economy to a market economy. For some time, Moscow had no coherent policy towards the CARs. Central Asia remained on the periphery of Moscow's attention and the CARs were not regarded as " important objects of Russian foreign policy activities." 19 But later, the CARs came to be recognised as an integral part of the zone of Russia's special interests. 20 Moscow's new assertive mood is most marked in the "near abroad" as the new republics are called in Russia. In May 1992, Yevgeni Ambartsumov, then chairman of the parliamentary committee on international affairs, observed that "Russia is something larger than the Russian Federation in its present borders. Therefore, one must see its geopolitical interest more broadly than what is currently defined by the maps. That is our starting point as we develop our conception of mutual relations with, our 'own foreign countries'". 21 The necessity of active development of relations between Russia and the Central Asian states was stressed in a document presented by the Russian Ministry of Foreign Affairs at the end of 1992, entitled "A Concept of Russia's Foreign Policy". In December of the same year, former deputy Foreign Minister F. Shelov-Kovedyaev, in a paper presented at a conference of Russian experts said, "In order not to lose its position, the Russian Federation should have changed its tactics by July or August, it should have made active use of various means to influence the situation in the 'new foreign states', including differentiated approaches to the development of economic relations." 22 In a speech in late February 1993, President Yeltsin declared that Russia "continues to have vital interest in the cessation of all armed conflicts in the territory of the former USSR" He called for international authorisation of Russia's peace-keeping role in the region. 23 Subsequently, in April 1993, the Russian Security Council accorded top priority to relations with the CIS countries. 24 The Russian military doctrine enunciated on November 2, 1993, regarded the stationing in neighbouring countries of troops from a third country as one of the security threats to Russia. 25

In July 2000, the document known as "The Foreign Policy Concept of the Russian Federation" once again specified, "A priority area in Russia's policy is ensuring conformity of multilateral and bilateral cooperation with the member states of the Commonwealth of Independent States to national security tasks of the country. The emphasis will be on the development of good neighbourly relations and strategic partnership with all the CIS member states."

It further stated: "We attach priority importance to joint efforts toward settling conflicts in the CIS member states, and to the development of cooperation in the military-political area and in the sphere of security, particularly in combating international terrorism and extremism. Serious emphasis will be made on the development of economic cooperation, including the creation of a free trade zone and implementation of programmes of joint rational use of natural resources. Specially, Russia will work for the elaboration of such a status of the Caspian Sea as would enable the littoral states to launch mutually advantageous cooperation in using the region's resources on a fair basis and taking into account the legitimate interests of each other." 26 Now, under the leadership of Putin, Russia is taking steps to develop and further strengthen the relationship with the CARs. Efforts are on to further consolidate and expand bilateral ties with the former Soviet Republics.

Both the South Caucasus and Central Asia are explicitly mentioned in the National Security Concept as the regions where Russia's influence is being challenged by regional and extra-regional actors. These challenges include political, economic, cultural, and even religious and linguistic activism, and to some extent military-political activism by a number of countries, especially Turkey, Iran, the United States, China, Saudi Arabia, Pakistan and Afghanistan. The engagement of at least some of those countries may bring about an erosion of Russia's southern "security buffer" in the south Caucasus and Central Asia. Therefore, to overcome the challenges emanating from the south, the two basic policy options that are commonly discussed are: first, that Russia, while exerting pressure on the countries of the region should seek to minimise the influence of third countries. As its economy gradually recovers, Russia should be able to resume a hegemonic rule in the region. The second option emphasises the need to ensure Russia's economic interests, and, thus, focusses mainly on opportunities for cooperation rather than on challenges. In its recent policy towards the CARs, Russia seems to follow the second option of cooperation with these states. Most of the Soviet successor states are members of the collective defence arrangement within the Tashkent Treaty on collective security. Russia also has bilateral mutual assistance and military cooperation agreements with a number of CIS states in the region. 27 The 201st Division of the Russian Armed Forces is located in Tajikistan. The collective security agreement defines major sources of military dangers and factors which might contribute to military dangers evolving into direct military threat. 28 The participation of the Central Asian states in the Integrated Air Defence system established by Russia under the CIS has further consolidated this cooperation. 29 Russia and four former Soviet states have agreed to set up a new economic organisation, the Eurasian Economic Community. On October 10, 2000, this new body was established by the leaders of Russia, Kazakhstan, Kyrgyzstan, Belarus and Tajikistan in a meeting in Astana. The five countries agreed to gradually pull down economic barriers and encourage free movement of goods, capital and workforce. Russia showed willingness to put up with certain economic losses resulting from the opening of the domestic market to its partners. It also forfeited the right to dominate the grouping, although it will control 40 per cent of the votes in the new union. According to Putin, the main tasks before the five member-states of the Eurasian Economic Community will be fighting international terrorism, extremism, drug trafficking and illegal arms sales. 30 A day after they formed the Eurasian Economic Community, the five former Soviet states, joined by Armenia, met in Bishkek to resuscitate the 1992 Collective Security Treaty. The six nations resolved to set up a rapid deployment military force to repulse both external aggression and internal insurgency. Moscow also agreed to supply weapons to its allies at the same discount that the Russian Army gets, or at nearly half the price they fetch in the international market. Moscow's new attempt at economic and military integration is driven, above all, by shared fears of the growing threat of Islamic fundamentalism in Central Asia. The Taliban's recent military gains in Afghanistan and Islamist incursions into post-Soviet Central Asia have convinced Moscow that it will be cheaper to make the states in the region strong enough to stand up to the threat of religious extremism and terrorism than to fight it on Russian territory. 31

Keeping in view the Russian role in the CARs, its long-term interests in the region can be defined as:

Commenting on Russia's interest, Andre Korthunov, who is the president of the Moscow Public Science Foundation, and director of the Open Society Institute, said, "Russia is a status quo power in Central Asia. It prefers to see only gradual change and if it is a choice even between rapid transition to democracy on the one hand, and keeping stability, on the other, I guess right now that, in Russia, the predominant view is: 'let's keep stability, let's be very cautious, let's not push them in the direction of western type liberal democracy, because if the price is to lose stability, it's too high a price to pay'." 40 Therefore, for Russia, the major challenge in this region is to maintain stability. At the same time, Russia because of its geographical proximity and military strength, would like to remain the paramount power in the region. In the years to come, Russia will play a significant role in Central Asia. Any Russian disengagement from the Central Asia would undermine its security interests in the long term mainly because of the following:

The historical legacy of Russia's control over Central Asia, the overwhelming superiority of its power in this region and the geographical proximity together create enduring conditions whereby the Russian role in the coming years in this region cannot be undermined. Any Russian government will seek to assert and maintain its preeminence in Central Asia, just as other great powers (the US in Central and South America, France in its former African colonies) have done in areas they deemed vital. This will occur despite Russia's numerous problems and diminished power. In fact, Central Asia is an area in which Russia has special interest and advantages. Broadly speaking, there are five main areas of interest for the Russians in the CARs: local wars and armed conflicts; political Islam; energy security; the future of the Russian speaking population; and prevention of the influence of any unfriendly country in the CARs, which will determine the future policy of the Russian government in Central Asia. The links between Russia and Central Asia have more to do with their mutual interdependence. The Government of Russia should take this opportunity to promote long-term stability and positive change in the new Central Asia.


Endnotes

Note *: Meena Singh Roy, Research Officer, IDSABack

Note 1: It should be stressed here that the United States today represents an indisputable force and reality. It is the absolute power not only in terms of military power, but also its political, financial and economic powers. Therefore, its role in the CARs should not be ignored. The US, in its 1999 strategic doctrine for Asia, stressed the priority given to this continent in so far as the American national interests are concerned. The United States East Asian Strategy Report is based on "preventive security" to be attained either through direct intervention or, preferably, indirectly by means of external elements acting with the political-diplomatic, financial and technological-military support of the United States ("bilateral alliance," presence in the region US, and "comprehensive engagements.") Back

Note 2: Yelena Kalyuzimova and Dov Lynch, eds., The Euro-Asian World: A Period of Transition (London: MacMillan Press, 2000), pp. 29-30. Back

Note 3: Alexander J. Motyl, Dilemmas of Independence: Ukraine After Totalitarianism (New York: Council on Foreign Relation Press, 1993), pp. 122-123. Back

Note 4: Rajan Menon, "After Empire: Russia and the Southern Near Abroad" in Michael Mandelbaum, ed., The New Russian Foreign Policy (New York: Council on Foreign Relations), 1998, p. 101. Back

Note 5: Ali Banuazizi and Myron Weiner, The New Geopolitics of Central Asia and its Borderlands (London: I.B. Tauris, 1994), p. 20. Back

Note 6: Mike Collett White, "Asian Unrest Shows Region's Vulnerability," The Almaty Herald, August 17-23, 2000. Back

Note 7: Rajan Menon, Yuri E. Fedorov, and Ghia Noida, eds., Russia, The Caucasus and Central Asia: The 21st Century Security Environment (New York: East West Institute, 1999), pp. 226-246; and Gary K. Bertsch, Cassady Craft, Scott A. Jones and Michael Bech, eds., Crossroads and Conflict: Security and Foreign Policy in the Caucasus and Central Asia (New York: Routledge, 2000), pp. 240-269. Back

Note 8: Dadan Upadhyay, "Central Asian Nations to Back Russia in Fight Against Terrorism", Indian Express, September 27, 1999. Back

Note 9: "Fundamental Threat Rising in Central Asia", http://www.stratfor.com2000. Back

Note 10: Tamara Makarenko, "Crime and Terrorism in Central Asia", Jane's Intelligence Review, vol. 12, no. 7, July 2000 Back

Note 11: Krika Dailey, "Government and International Response to Human Right Abuses at Tajikistan," http://www.eurasanet.com. November 4, 2000. Back

Note 12: Makarenko, n. 10. Back

Note 13: Leonid Bakayev, "The Taliban Phenomenon: Regional Implications for Central Asia in the Context of Geopolitical Tendencies," paper presented in an international seminar at IIC, New Delhi on November 19-21, 2000. Back

Note 14: S. Frederick Starr, "The Security Environment of Central Asia," Emirates Lecture Series, 22, Abu Dhabi, The Emirates Centre for Strategic Studies and Research, 1999, p. q. Back

Note 15: Anara Tabyshalieva, "Post-Soviet Central Asia: Sub-Regional Cooperation and Peace," in Peace and Security in Central Asia, Occasional Paper Series, New Delhi, IDSA, September 2000, p. 78, 94. Back

Note 16: A.U. Juamabaev, "Emerging Regional Security Challenges", paper presented in the India-Central Asia Seminar in New Delhi, on September 11-12, 2000. Back

Note 17: Tabyshalieva, n. 15. Back

Note 18: Bakaeyev Asker, "International Security and Strategic Environment in the Context of Problems of Southern and Central Asia," paper presented in an international seminar at IIC, New Delhi, September 11-12, 2000, p. 4. Back

Note 19: Uwe Halback and Heinrich Tiller, "Russia and its Southern Flank", Aussenpolitik (English ed.), vol. 45, no. 2, 1994, pp. 156-157, 162; and Boris Z. Rumor, "The Gathering Storm in Central Asia," Orbis, vol. 3 (1), Winter 1993, p. 90. Back

Note 20: Irina Zviagelskaia, "The Russian Policy Debate on Central Asia," former Soviet South Project, The Royal Institute of International Affairs, London, 1995, p. 1. Back

Note 21: Rumer, n. 19, Winter 1993, p. 91. Back

Note 22: Vitaly Naumkin, "Russia and the Central Asian Five: Common or Separate Paths?" Paper presented in Seminar on Russia, Central Asia and the Arabs, held at Cario on April 26-29, 1993, pp. 301-303. Back

Note 23: Hannes Adomei it, "Russia as a Great Power in World Affairs: Images and Reality", International Affairs (RIIA), vol. 71, no. 1, January 1995, pp. 46-47. Back

Note 24: Andrei Zagerski, "Reintegration in the Former USSR?", Aussenpolitik, vol. 45, 3rd quarter, 1994, p. 267. Back

Note 25: Keesing's Record of World Events, vol. 39, no. 11, News Digest for November 1993, p. 39748. Back

Note 26: "The Foreign Policy Concept of the Russian Federation, Approval by the President of the Russian Federation," June 28, 2000 in <http://www.mid/eng/econcept.htm> Back

Note 27: Jyotsna Bakshi, "Russian Policy Towards Central Asia-I", Strategic Analysis, vol. XXII, no. 10, January 1999, pp. 1577-88. Back

Note 28: Asker, n. 18, p. 4. Back

Note 29: Nikolai Novichkov, "Pact Strenthens Russia in Central Asia", Jane's Defence Weekly, March 22, 2000. Back

Note 30: Vladimir Radyubin, "Moscow Forges 5-Nation Body", The Hindu, October 11, 2000. Back

Note 31: Vladimir Radyubin, "Closing Ranks," The Hindu, October 22, 2000. Back

Note 32: Mikhail Alexandrov, Uneasy Alliance: Relations Between Russia and Kazakhstan in the Post-Soviet Era, 1992-1997 (London: Greenwood Press, 1999), p. 62. Back

Note 33: Glampaolo R. Capisani, The Handbook of Central Asia (London: I.B. Tauris, 2000), p. 39 and Mikhail Alexandrov, Uneasy Alliance: Relations Between Russia and Kazakhstan in the Post-Soviet Era (London: Greenwood Press, 1999). p. ix; and Jed. C. Snyder, ed., After Empire: The Emerging Geopolitics of Central Asia (Washington DC: National Defence University Press, 1995), pp. 57-59. Back

Note 34: For details, see Nancy Lubin, "New Threats in Central Asia and the Caucasus" in Menon et al, eds., n. 7, p. 216-219. Back

Note 35: "TheYear 2000 in Afghanistan", Public Opinion Trends, hereafter POT (Afghanistan Series), vol. xxvi, (4), February 1, 2001. Back

Note 36: "Afghan Outlaws Threaten Central Asia," POT (Afghansitan Series), vol. xxvi, (3), January 19, 2001. Back

Note 37: Zviagelskaia, n. 20, p. 26. Back

Note 38: Anthony Hyman, "Moving Out of Moscow's Orbit: The Outlook for Central Asia," International Affairs (RIIA), vol. 69(2), April 1993, pp. 303-304. Also see for details, Stephen White, Russia's New Politics: The Management of a Post-Communist Society (New York: Cambridge University Press, 2000), pp. 252-253. Back

Note 39: Snyder, n. 33, p. 188. Back

Note 40: "Andrei Kortunov Examines Russia's Positions on Central Asian Security" http://www.eurasianet.org., November 14, 2000. Back